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RESPDAC Dealing Representative Proficiency Course (RDRE1)


Description
Anyone who sells RESPs for a Scholarship Plan Dealer is required by securities regulation (National Instrument 31-103) to successfully complete the Dealing Representative Proficiency Course (DRPC) prior to registration. The DRPC was initiated by RESPDAC in 2003, and is regularly updated.

The course is available online or in text form and candidates must successfully complete a final examination.

30 Professional Development Units (PDUs): La Chambre de la sécurité financière
10.0 General Subjects PDU - CSF 14-07-32191
10.0 Compliance PDU - CSF 14-07-32191
10.0 Scholarship Plans PDU - CSF 14-07-32191

30 CSF: 10 General Subjects, 10 Compliance, 10 Scholarship Plans PDU - CSF 14-07-32191

30 Financial Services Regulatory Authority of Ontario: Life or A and S
30 Insurance Council of British Columbia: Life or A and S
30 Alberta Accreditation Committee: Life (68035)
30 Insurance Councils of Saskatchewan: Life or A and S
30 Insurance Council of Manitoba: Life or A and S (44219)

CE Credits: 30 IIROC: 30 CSF: 10 General Subjects, 10 Complian... FSRA: 30 Financial Services Regulatory Authori... AIC: 30 Alberta Accreditation Committee: Life... ICBC: 30 Insurance Council of British Columbia... ICS: 30 Insurance Councils of Saskatchewan: L... ICM: 30 Insurance Council of Manitoba: Life o...

Content
  • Welcome and Getting Started Message
  • Course Overview
  • FULL TEXTBOOK: Dealing Representative Proficiency Course
  • Textbook
  • Introduction
  • Chapter 1. Saving for Education
  • Chapter 2. Registered Education Savings Plans
  • Chapter 3. Grant Programs
  • Chapter 4. Key Benefits and Potential Risks of RESPs
  • Chapter 5. How Scholarship Plans Work
  • Chapter 6. Scholarship Plan Disclosure Documents
  • Chapter 7. Fees and Expenses
  • Chapter 8. Scholarship Plan Dealers
  • Chapter 9. Responsibilities of the Dealing Representative
  • Chapter 10. Code of Ethics
  • Chapter 11. Marketing and Advertising
  • Chapter 12. Federal Regulation
  • Chapter 13. Securities Regulation in Canada
  • Chapter 14. The Economy
  • Chapter 15. Understanding Financial Markets
  • Appendix
  • Audiobook
  • FULL AUDIOBOOK: Dealing Representative Proficiency Course
  • Practice Questions
  • Practice Questions: Chapter 1. Saving for Education
  • Practice Questions: Chapter 2. Registered Education Savings Plans
  • Practice Questions: Chapter 3. Grant Programs
  • Practice Questions: Chapter 4. Key Benefits and Potential Risks of RESPs
  • Practice Questions: Chapter 5. How Scholarship Plans Work
  • Practice Questions: Chapter 6. Scholarship Plan Disclosure Documents
  • Practice Questions: Chapter 7. Fees and Expenses
  • Practice Questions: Chapter 8. Scholarship Plan Dealers
  • Practice Questions: Chapter 9. Responsibilities of the Dealing Representative
  • Practice Questions: Chapter 10. Code of Ethics
  • Practice Questions: Chapter 11. Marketing and Advertising
  • Practice Questions: Chapter 12. Federal Regulation
  • Practice Questions: Chapter 13. Securities Regulation in Canada
  • Practice Questions: Chapter 14. The Economy
  • Practice Questions: Chapter 15. Understanding Financial Markets
  • Mock exam - RESPDAC Dealing Representative Proficiency Course
  • final exam - Must be accessed by desktop
  • WAIT! Please read before starting the certification exam!
  • Final Exam: RESPDAC Dealing Representative Proficiency Course
Completion rules
  • You must complete the test "Final Exam: RESPDAC Dealing Representative Proficiency Course"
  • Leads to a certificate with a duration: Forever
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