Licensing → RESPDAC / REEADC

RESPDAC Branch Manager Proficiency Course (RBME1)


Description
The Branch Manager for a Scholarship Plan Dealer holds an important position that presents many challenges. Managing a branch or agency requires management and motivational skills, extensive knowledge of the industry and the ability to maximize profits while ensuring that the branch and its personnel comply with a wide range of ethical, regulatory and compliance requirements.

23 Professional Development Units (PDUs): La Chambre de la sécurité financière
10.0 General Subjects PDU - CSF 16-01-37032
10.0 Compliance PDU - CSF 16-01-37032
3.0 Group savings plan brokerage PDU - CSF 16-01-37032

23 CSF: 10 General Subjects,10 Compliance, 3 Group savings plan brokerage PDU - CSF 16-01-37032

20 Financial Services Regulatory Authority of Ontario: Life or A and S
20 Insurance Council of British Columbia: Life or A and S
20 Alberta Accreditation Committee: Life (68034)
20 Insurance Councils of Saskatchewan: Life or A and S
20 Insurance Council of Manitoba: Life or A and S (44218)

CE Credits: 23 IIROC: 23 CSF: 10 General Subjects,10 Complianc... FSRA: 20 Financial Services Regulatory Authori... AIC: 20 Alberta Accreditation Committee: Life... ICBC: 20 Insurance Council of British Columbia... ICS: 20 Insurance Councils of Saskatchewan: L... ICM: 20 Insurance Council of Manitoba: Life o...

Content
  • Welcome and Getting Started Message
  • Course Overview
  • Full TEXTBOOK: Branch Manager Proficiency Course
  • Textbook
  • Introduction
  • Chapter 1. Securities Regulation in Canada
  • Chapter 2. Supervisory Structures
  • Chapter 3. Dealing Representatives
  • Chapter 4. Account Opening
  • Chapter 5. Account Activity
  • Chapter 6. Marketing and Advertising
  • Chapter 7. Training and Development
  • Chapter 8. Complaints Investigations
  • Chapter 9. Record Keeping
  • Chapter 10. Code of Ethics
  • Appendix
  • PRACTICE EXAMS
  • Practice Questions: Chapter 1. Securities Regulation in Canada
  • Practice Questions: Chapter 2. Supervisory Structures
  • Practice Questions: Chapter 3. Dealing Representatives
  • Practice Questions: Chapter 4. Account Opening
  • Practice Questions: Chapter 5. Account Activity
  • Practice Questions: Chapter 6. Marketing and Advertising
  • Practice Questions: Chapter 7. Training and Development
  • Practice Questions: Chapter 8. Complaints Investigations
  • Practice Questions: Chapter 9. Record Keeping
  • Practice Questions: Chapter 10. Code of Ethics
  • Mock Exam - RESPDAC Branch Manager Proficiency Course
  • Final Exam
  • WAIT! Please read before starting the certification exam!
  • Final Exam - RESPDAC Branch Manager Proficiency Course
  • Downloadable Textbooks
  • Branch Manager Proficiency Course
  • Dealing Representative Proficiency Course
Completion rules
  • You must complete the test "Final Exam - RESPDAC Branch Manager Proficiency Course"
  • Leads to a certificate with a duration: Forever